I wrote
earlier on the need for new kind of SQL and introducing SQL For Documents (N1QL). In this blog, we’ll discuss query plannign phase of
N1QL in the upcoming Couchbase Sherlock release. N1QL itself has gone through multiple
developer previews. Checkout the online
tutorial at http://query.couchbase.com ;
Download the DP4 to try it out locally. Wait on upcoming developer preview of
Couchbase Sherlock release, which includes N1QL.
What’s N1QL?
It is a modern query processing engine designed
to provide SQL for documents (e.g. JSON) on modern distributed architecture with flexible data model. Modern databases are deployed on massive
clusters, use flexible data model (JSON, Column family, etc). N1QL supports enhanced SQL on top of this
data model to make query processing easier.
Query execution: Overview
Applications
and their drivers submit the N1QL query to one of the available query nodes. The Query node analyzes the query, uses meta
data on underlying objects to figure out the optimal execution plan, which it
then executes. During execution, depending on the query, using applicable indices, query node works with index and data nodes to retrieve and perform the
select-join-project operations. Since, Couchbase is a clustered database, you scale out data, index and query nodes to fit your performance and availability goals.
Query execution: Inside view
Query execution: Inside view
This figure (thanks, to @N1QL architect Gerald Sangudi for the figures) shows all the possible phases a query goes through to return the results. Not all queries need to go thru every
phase, some go thru many of these phases multiple times. For example, sort phase can be
skipped when there is no ORDER BY clause in the query; scan-fetch-join phase multiple times to perform multiple joins.
N1QL analyzes the query and available access path options for each keyspace
(table or bucket) in the query to create a query plan and execution
infrastructure. The planner needs to first select the access path for each bucket, determine the join order and then determine the type of the join. Once the big decisions are made, planner then creates the infrastructure needed to execute the plan. Some operations like query parsing and planning is done serially, while other operations like fetch, join, sort are done in parallel. In this blog, we’ll focus on the brief overview of query planning phase using examples.
Access Path Selection:
Keyspace (Bucket) access path options
a. Keyscan access. When specific document IDs (keys) are
available, Kesyscan access method retrieves documents for those IDs. Any
filters on that keyspace is applied after that.
Keyscan access method can be used when a keyspace is queried by itself or
during join processing. The keyscan is
commonly used to retrieve qualifying documents on for the inner keyspace during
join processing.
b. PrimaryScan access: This is
equivalent of full table scan in relational database systems. Documents IDs are not given and no qualifying
secondary access methods are available for this keyspace. N1QL will apply applicable filters on each
document. This access method is quite
expensive and the average time to return results increases linearly with number
of documents in the bucket.
c. IndexScan access: A qualifying
secondary index scan is used to first filter the keyspace and determine the qualifying
documents IDs. It then retrieves the documents
from the data store. In Couchbase, the
secondary index can be a VIEW index or a global secondary index (GSI).
JOIN methods
N1QL
supports nested loop access method for all the joins supports: INNER JOIN and
LEFT OUTER JOIN. Here is the simplest
explanation of the join method.
FROM
(ORDERS o INNER JOIN CUSTOMER c ON KEYS o.O_C_ID)
For
this join, ORDERS become the INNER keyspace and CUSTOMER becomes the OUTER keyspace.
ORDERS keyspace is scanned first (using one of the keyspace scan options). For
each qualifying document on ORDERS, we do a KEYSCAN on CUSTOMER based on the
key O_C_D in the ORDERS document.
JOIN order
For
the keyspaces specified in the FROM clause are joined in the exact order
given in the query.
In this blog, let’s look at the
planner by working thru examples. I’ll use 4 keyspaces (buckets) for these. Example documents for these buckets
are given at the end of this blog. Those
familiar with TPCC will recognize these tables.
Each
of these keyspaces have primary key index and following secondary indices.
create index CU_ID_D_ID_W_ID on CUSTOMER(C_ID, C_D_ID,
C_W_ID) using gsi;
create index ST_W_ID,I_ID on STOCK(S_I_ID, S_W_ID) using
gsi;
create index OR_O_ID_D_ID_W_ID on ORDERS(O_ID, O_D_ID,
O_W_ID, O_C_ID) using gsi;
create index OL_O_ID_D_ID_W_ID on ORDER_LINE(OL_O_ID,
OL_D_ID, OL_W_ID) using gsi;
create index IT_ID on ITEM(I_ID) using gsi;
Example 1:
If you know the
document keys, specify with USE KEYS clause for each keyspace. When a USE KEYS
clause is specified, the KEYSCAN access path is chosen. Given the
keys, KEYSCAN will retrieve the documents from the respective nodes efficiently. After retrieving the specific documents,
query node applies the filter c.C_STATE = “CA”.
cbq>
EXPLAIN select * from CUSTOMER c USE KEYS ["110192",
"120143", "827482"] WHERE c.C_STATE = "CA";
{
"requestID": "991e69d2-b6f9-42a1-9bd1-26a5468b0b5f",
"signature": "json",
"results": [
{
"#operator":
"Sequence",
"~children": [
{
"#operator":
"KeyScan",
"keys":
"[\"110192\", \"120143\", \"827482\"]"
},
{
"#operator": "Parallel",
"~child": {
"#operator": "Sequence",
"~children": [
{
"#operator": "Fetch",
"as":
"c",
"keyspace": "CUSTOMER",
"namespace": "default"
},
{
"#operator": "Filter",
"condition": "((`c`.`C_STATE`)
= \"CA\")"
},
{
"#operator": "InitialProject",
"result_terms": [
{
"star": true
}
]
},
{
"#operator": "FinalProject"
}
]
}
}
]
}
],
"status": "success",
"metrics": {
"elapsedTime": "10.311912ms",
"executionTime": "10.205523ms",
"resultCount": 1,
"resultSize": 1403
}
}
Example
2:
In this case, query is looking to
count all of “CA” customers in the bucket CUSTOMER. Since we don’t have an
index on key-value, c.C_YTD_PAYMENT, a primary scan of the keyspace (bucket) is
chosen. Filter c.C_YTD_PAYMENT < 100
is
applied after the document is retrieved.
Obviously, for larger buckets primary scan takes time. As part of planning for application
performance, create relevant secondary indices on frequently used key-values
within the filters.
N1QL
parallelizes many of the phases within the query execution plan. For this query, fetch and filter applications
are parallelized within the query execution.
cbq> EXPLAIN SELECT
c.C_STATE AS state, COUNT(*) AS st_count
FROM CUSTOMER c
WHERE c.C_YTD_PAYMENT < 100
GROUP BY state
ORDER BY st_count desc;
"results": [
{
"#operator": "Sequence",
"~children": [
{
"#operator": "Sequence",
"~children": [
{
"#operator":
"PrimaryScan",
"index":
"#primary",
"keyspace": "CUSTOMER",
"namespace": "default",
"using":
"gsi"
},
{
"#operator": "Parallel",
"~child":
{
"#operator": "Sequence",
"~children": [
{
"#operator": "Fetch",
"as": "c",
"keyspace": "CUSTOMER",
"namespace": "default"
},
{
"#operator": "Filter",
"condition": "((`c`.`C_YTD_PAYMENT`) \u003c 100)"
},
{
"#operator": "InitialGroup",
"aggregates": [
"count(*)"
],
"group_keys": [
"(`c`.`state`)"
]
},
{
"#operator":
"IntermediateGroup",
"aggregates": [
"count(*)"
],
"group_keys": [
"(`c`.`state`)"
]
}
]
}
},
{
"#operator": "IntermediateGroup",
"aggregates": [
"count(*)"
],
"group_keys": [
"(`c`.`state`)"
]
},
{
"#operator": "FinalGroup",
"aggregates": [
"count(*)"
],
"group_keys": [
"(`c`.`state`)"
]
},
{
"#operator": "Parallel",
"~child":
{
"#operator": "Sequence",
"~children": [
{
"#operator": "InitialProject",
"result_terms": [
{
"as": "state",
"expr": "(`c`.`C_STATE`)"
},
{
"as": "st_count",
"expr": "count(*)"
}
]
}
]
}
}
]
},
{
"#operator": "Order",
"sort_terms": [
{
"desc":
true,
"expr":
"`st_count`"
}
]
},
{
"#operator":
"Parallel",
"~child": {
"#operator": "FinalProject"
}
}
]
}
],
Example
3:
In this example, we join keyspace
ORDER_LINE with ITEM. For each
qualifying document in ORDER_LINE, we want to match with ITEM. The ON clause is
interesting. Here, you only specify the
keys for the key space ORDER_LINE (TO_STRING(ol.OL_I_ID)) and nothing for
ITEM. That’s because it’s implicitly joined
with the document key of the ITEM.
N1QL’s
FROM clause: ORDER_LINE ol INNER JOIN
ITEM i
ON KEYS (TO_STRING(ol.OL_I_ID))
Is
equivalent to SQL’s: ORDER_LINE ol INNER JOIN ITEM i
ON
(TO_STRING(ol.OL_I_ID) = meta(ITEM).id)
If
the field is not a string, it can be converted to string using TO_STRING()
expression. You can also construct the document key using multiple fields with
the document.
e.g.
FROM ORDERS o LEFT OUTER JOIN CUSTOMER c
ON KEYS (TO_STRING(o.O_C_ID) || TO_STRING(o.O_D_ID))
Summary
is, while writing JOIN queries in N1QL, it’s important to understand how the
document key is constructed on the keyspace.
Corollary is, it’s think about these during data modeling.
First, to scan ORDER_LINE keyspace, for the given set of filters, based on available access path, planner chooses the index scan on the index OL_O_ID_D_ID_W_ID. As we discussed before, access path on the other keyspace in the join is always keyscan using the primary key index. In this plan, we first do the index scan on the ORDER_LINE keyspace pushing down the possible filters to the index scan. Then we retrieve the qualifying document, apply additional filters. If the document qualifies, that document is then joined with ITEM.
cbq>
EXPLAIN SELECT COUNT(DISTINCT(ol.OL_I_ID)) AS CNT_OL_I_ID
FROM ORDER_LINE ol
INNER JOIN ITEM i ON KEYS
(TO_STRING(ol.OL_I_ID))
WHERE ol.OL_W_ID = 1
AND ol.OL_D_ID = 10
AND ol.OL_O_ID < 200
AND ol.OL_O_ID >= 100
AND ol.S_W_ID = 1
AND i.I_PRICE < 10.00;
{
"requestID": "4e0822fb-0317-48a0-904b-74c607f77b2f",
"signature": "json",
"results": [
{
"#operator": "Sequence",
"~children": [
{
"#operator": "IndexScan",
"index": "OL_O_ID_D_ID_W_ID",
"keyspace": "ORDER_LINE",
"limit": 9.223372036854776e+18,
"namespace": "default",
"spans": [
{
"Range":
{
"High": [
"200"
],
"Inclusion": 1,
"Low": [
"100"
]
},
"Seek":
null
}
],
"using": "gsi"
},
{
"#operator": "Parallel",
"~child": {
"#operator": "Sequence",
"~children": [
{
"#operator": "Fetch",
"as":
"ol",
"keyspace":
"ORDER_LINE",
"namespace": "default"
},
{
"#operator": "Join",
"as":
"i",
"keyspace": "ITEM",
"namespace": "default",
"on_keys": "to_string((`ol`.`OL_I_ID`))"
},
{
"#operator":
"Filter",
"condition": "(((((((`ol`.`OL_W_ID`) = 1) and
((`ol`.`OL_D_ID`) = 10)) and ((`ol`.`OL_O_ID`) \u003c 200)) and (100 \u003c=
(`ol`.`OL_O_ID`))) and ((`ol`.`S_W_ID`) = 1)) and ((`i`.`I_PRICE`) \u003c
10))"
},
{
"#operator": "InitialGroup",
"aggregates": [
"count(distinct (`ol`.`OL_I_ID`))"
],
"group_keys": []
},
{
"#operator": "IntermediateGroup",
"aggregates": [
"count(distinct (`ol`.`OL_I_ID`))"
],
"group_keys": []
}
]
}
},
{
"#operator": "IntermediateGroup",
"aggregates": [
"count(distinct (`ol`.`OL_I_ID`))"
],
"group_keys": []
},
{
"#operator": "FinalGroup",
"aggregates": [
"count(distinct (`ol`.`OL_I_ID`))"
],
"group_keys": []
},
{
"#operator": "Parallel",
"~child": {
"#operator": "Sequence",
"~children": [
{
"#operator": "InitialProject",
"result_terms": [
{
"as": "CNT_OL_I_ID",
"expr": "count(distinct (`ol`.`OL_I_ID`))"
}
]
},
{
"#operator": "FinalProject"
}
]
}
}
]
}
],
"status": "success",
"metrics": {
"elapsedTime": "272.823508ms",
"executionTime": "272.71231ms",
"resultCount": 1,
"resultSize": 4047
}
}
Example documents:
CUSTOMER
select
meta(CUSTOMER).id as PKID, * from CUSTOMER limit 1;
"results": [
{
"CUSTOMER": {
"C_BALANCE": -10,
"C_CITY":
"ttzotwmuivhof",
"C_CREDIT":
"GC",
"C_CREDIT_LIM":
50000,
"C_DATA":
"sjlhfnvosawyjedregoctclndqzioadurtnlslwvuyjeowzedlvypsudcuerdzvdpsvjfecouyavnyyemivgrcyxxjsjcmkejvekzetxryhxjlhzkzajiaijammtyioheqfgtbhekdisjypxoymfsaepqkzbitdrpsjppivjatcwxxipjnloeqdswmogstqvkxlzjnffikuexjjofvhxdzleymajmifgzzdbdfvpwuhlujvycwlsgfdfodhfwiepafifbippyonhtahsbigieznbjrmvnjxphzfjuedxuklntghfckfljijfeyznxvwhfvnuhsecqxcmnivfpnawvgjjizdkaewdidhw",
"C_DELIVERY_CNT": 0,
"C_DISCOUNT": 0.3866,
"C_D_ID": 10,
"C_FIRST":
"ujmduarngl",
"C_ID": 1938,
"C_LAST":
"PRESEINGBAR",
"C_MIDDLE":
"OE",
"C_PAYMENT_CNT": 1,
"C_PHONE":
"6347232262068241",
"C_SINCE": "2015-03-22
00:50:42.822518",
"C_STATE":
"ta",
"C_STREET_1":
"deilobyrnukri",
"C_STREET_2":
"goziejuaqbbwe",
"C_W_ID": 1,
"C_YTD_PAYMENT": 10,
"C_ZIP":
"316011111"
},
"PKID":
"1101938"
}
],
ITEM
select
meta(ITEM).id as PKID, * from ITEM limit 1;
"results": [
{
"ITEM": {
"I_DATA":
"dmnjrkhncnrujbtkrirbddknxuxiyfabopmhx",
"I_ID": 10425,
"I_IM_ID": 1013,
"I_NAME":
"aegfkkcbllssxxz",
"I_PRICE": 60.31
},
"PKID": "10425"
}
],
ORDERS
select
meta(ORDERS).id as PKID, * from ORDERS limit 1;
"results": [
{
"ORDERS": {
"O_ALL_LOCAL": 1,
"O_CARRIER_ID": 2,
"O_C_ID": 574,
"O_D_ID": 10,
"O_ENTRY_D":
"2015-03-22 00:50:44.748030",
"O_ID": 1244,
"O_OL_CNT": 12,
"O_W_ID": 1
},
"PKID":
"1101244"
}
],
cbq>
select meta(ORDER_LINE).id as PKID, * from ORDER_LINE limit 1;
"results":
[
{
"ORDER_LINE": {
"OL_AMOUNT": 0,
"OL_DELIVERY_D":
"2015-03-22 00:50:44.836776",
"OL_DIST_INFO":
"oiukbnbcazonubtqziuvcddi",
"OL_D_ID": 10,
"OL_I_ID": 23522,
"OL_NUMBER": 3,
"OL_O_ID": 1389,
"OL_QUANTITY": 5,
"OL_SUPPLY_W_ID": 1,
"OL_W_ID": 1
},
"PKID":
"11013893"
}
],



Thanks for this. I really like what you've posted here and wish you the best of luck with this blog and thanks for sharing. Migrate NoSQL workloads to Azure Cosmos DB DP-060
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